Frequently Asked Questions Relating to Crypto Asset Activities and Distributed Ledger Technology

 Broker-Dealer Financial Responsibility. Q1: Does paragraph (b) of Exchange Act Rule 15c3-3 apply to crypto assets that are not securities? A1: No.  Broker-Dealer Financial Responsibility. Q1: Does paragraph (b) of Exchange Act Rule 15c3-3 apply to crypto assets that are not securities? A1: No. Read More