SEC Staff Issues Additional FAQs on Crypto Asset Activities – Hunton Andrews Kurth LLP

 Rule 15c3-3(b) on physical possession or control applies only to securities, not non-security crypto assets. Broker-dealers may establish control over …  Rule 15c3-3(b) on physical possession or control applies only to securities, not non-security crypto assets. Broker-dealers may establish control over … Read More